
Securities and Exchange Commission
Rule on Robo-Advisory Services
- Author
- Securities and Exchange Commission
- Year
- 2020
- Pages
- 11 pages
The Rules establish requirements for digital and robo-advisory services in Nigeria’s capital market, including registration, business conduct, outsourcing oversight, portfolio recommendations, client consent, rebalancing, algorithm governance, technology risk management, suitability assessments, disclosures, client knowledge and experience assessments, and advertising compliance.